PRIVACY NOTICE

 

This privacy statement reflects the practices of Radiant Financial Partners, LLC. It describes how “nonpublic personal information,” which includes customer and financial information, may be collected and shared, as well as the steps we take to protect this information from unauthorized access. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. These guidelines apply to both current and former customers, and are designed to comply with the privacy provisions in Title V of the Gramm-Leach Bliley Act, as well as applicable federal privacy regulations.

 

We collect and maintain nonpublic personal information in order to:

  • Service your accounts and process your requests efficiently and accurately;

  • Identify you and protect your accounts form unauthorized access or identity theft;

  • To comply with federal, state, and self-regulatory organization requirements; and

  • Inform you of our financial products.

 

Personal information we collect. In connection with providing investment products we obtain non-public personal information about you, including:

  • Information we receive from you on subscription agreements, purchase and sale agreements, or other forms, such as your address, date of birth, social security number, occupation, and financial information;

  • Information about your transactions or experiences as our customer, such as your account balance and securities holdings; and

  • Information we receive from outside companies, such as qualified funds custodians, broker dealers, investment advisers, and escrow agents.

 

Categories of information we disclose. We will not disclose your non-public, personal information except with nonaffiliated third parties who are acting on our behalf. We may disclose all the information we collect, as described above, with nonaffiliated third parties only when those parties are acting on our behalf, or as required or permitted by law. These third parties may include:

  • Service providers who provide support services to help us administer your investment. These may include policy servicing companies, broker-dealers, investment advisors, sales representatives, qualified funds custodian, information technology providers, and bank escrow agents. These companies and individuals are legally obligated to maintain the confidentiality of the information we provide to them and are restricted from using this information for any reason beyond the performance of specified services on your behalf;

  • Companies that help us market products and services to you;

  • To consumer reporting agencies;

  • To your attorney, trustee, or anyone else who represents you in a fiduciary capacity;

  • To our attorneys, accountants or auditors; and

  • To government entities or other third parties in response to subpoenas or other legal processes as required by law, or to comply with regulatory inquiries.

 

How we safeguard your information:

  • We limit employee access to nonpublic personal information to those who need to know this information in order to serve customer relationships. Employees are educated about the importance of privacy in accordance with our Code of Conduct policy.

  • We maintain physical, electronic and procedural safeguards that comply with all applicable regulatory standards to guard your nonpublic personal information.

  • We strive to maintain complete, current and accurate information about you and your accounts. If you request a correction to our records, we will respond in a timely manner.

 

Changes to This Privacy Policy. If we make any substantial changes in the way we use or disseminate confidential information, we will notify you.

© 2019 by Radiant Financial Partners, LLC